The process for selecting electors varies throughout the United
States. Generally, the political parties nominate electors at
their State party conventions or by a vote of the party's central
committee in each State. Electors are often selected to recognize
their service and dedication to their political party. They may be
State elected officials, party leaders, or persons who have a
personal or political affiliation with the Presidential candidate.
Then the voters in each State choose the electors on the day of
the general election. The electors' names may or may not appear on
the ballot below the name of the candidates running for President,
depending on the procedure in each State.
What are the qualifications to
be an elector?
The U.S. Constitution contains very few provisions relating to
the qualifications of electors. Article II, section 1, clause 2
provides that no Senator or Representative, or Person holding an
Office of Trust or Profit under the United States, shall be
appointed an Elector. As a historical matter, the 14th Amendment
provides that State officials who have engaged in insurrection or
rebellion against the United States or given aid and comfort to
its enemies are disqualified from serving as electors. This
prohibition relates to the post-Civil War era. A State's
certification of electors on its Certificates of Ascertainment is
generally sufficient to establish the qualifications of electors.
How does the Electoral College elect the
President?
The following is a summary of the Electoral College process for
election year 2000.
Key Electoral College Dates and Events
- November 7, 2000 - General Election: The
voters in each State choose electors to serve in the Electoral
College. As soon as election results are final, the States
prepare seven "Certificates of Ascertainment" of the electors
chosen, and send one original along with two certified copies to
the Archivist of the United States.
- December 18, 2000 - Meeting of Electors:
The electors in each State meet to select the President and Vice
President of the United States. The electors record their votes
on six "Certificates of Vote," which are paired with the six
remaining original "Certificates of Ascertainment." The electors
sign, seal and certify the packages of electoral votes and
immediately send them to the President of the Senate, the
Archivist of the United States and other designated Federal and
State officials.
- December 27, 2000 - Deadline for Receipt of
Electoral Votes: The President of the Senate, the
Archivist of the United States, and other designated Federal and
State officials must have the electoral votes in hand.
- January 6, 2001 - Counting Electoral Votes in
Congress: The Congress meets in joint session to count
the electoral votes (unless Congress passes a law to change the
date).
Yes, within your State your vote has a great deal of
significance. Under the Electoral College system, we do not elect
the President and Vice President through a direct nation-wide
vote. The Presidential election is decided by the combined results
of 51 State elections (in this context, the term "State" includes
DC). Your vote helps decide which candidate receives your State's
electoral votes. It is possible that an elector could ignore the
results of the popular vote, but that occurs very rarely.
The founders of the nation devised the Electoral College system
as part of their plan to share power between the States and the
national government. Under the Federal system adopted in the
Constitution, the nation-wide popular vote has no legal
significance. As a result, it is possible that the electoral votes
awarded on the basis of State elections could produce a different
result than the nation-wide popular vote. Nevertheless, the
individual citizen's vote is important to the outcome of each
State election.
There is no Constitutional provision or Federal law that
requires electors to vote according to the results of the popular
vote in their States. Some States (24 plus DC at last count)
require electors to cast their votes according to the popular
vote. These pledges fall into two categories -- electors bound by
State law and those bound by pledges to political parties.
The Supreme Court has held that the Constitution does not
require that electors be completely free to act as they choose and
therefore, political parties may extract pledges from electors to
vote for the parties' nominees. Some State laws provide that
so-called "faithless electors" may be subject to fines or may be
disqualified for casting an invalid vote and be replaced by a
substitute elector. The Supreme Court has not specifically ruled
on the question of whether pledges and penalties for failure to
vote as pledged may be enforced under the Constitution. No elector
has ever been prosecuted for failing to vote as pledged.
Today, it is rare for electors to disregard the popular vote by
casting their electoral vote for someone other than their party's
candidate. Electors generally hold a leadership position in their
party or were chosen to recognize years of loyal service to the
party. Throughout our history as a nation, more than 99 percent of
electors have voted as pledged.
It is important to remember that the President is not chosen by
a nation-wide popular vote. The electoral vote totals determine
the winner, not the statistical plurality or majority a candidate
may have in the nation-wide vote totals. Electoral votes are
awarded on the basis of the popular vote in each State.
Note that 48 out of the 50 States award electoral votes on a
winner-takes-all basis (as does DC). For example, all 54 of
California's electoral votes go to the winner of that State
election, even if the margin of victory is only 50.1 percent to
49.9 percent.
In a multi-candidate race where candidates have strong regional
appeal, as in 1824, it is quite possible that a candidate who
collects the most votes on a nation-wide basis will not win the
electoral vote. In a two-candidate race, that is less likely to
occur. But it did occur in the Hayes/Tilden election of 1876 and
the Harrison/Cleveland election of 1888 due to the statistical
disparity between vote totals in individual State elections and
the national vote totals.
The Electoral College process is part of the original design of
the U.S. Constitution. It would be necessary to pass a
Constitutional amendment to change this system.
Note that the 12th Amendment, the expansion of voting rights,
and the use of the popular vote in the States as the vehicle for
selecting electors has substantially changed the process.
Many different proposals to alter the Presidential election
process have been offered over the years, such as direct
nation-wide election by the People, but none have been passed by
Congress and sent to the States for ratification. Under the most
common method for amending the Constitution, an amendment must be
proposed by a two-thirds majority in both houses of Congress and
ratified by three-fourths of the States.
Reference sources indicate that over the past 200 years, over
700 proposals have been introduced in Congress to reform or
eliminate the Electoral College. There have been more proposals
for Constitutional amendments on changing the Electoral College
than on any other subject. The American Bar Association has
criticized the Electoral College as "archaic" and "ambiguous" and
its polling showed 69 percent of lawyers favored abolishing it in
1987. But surveys of political scientists have supported
continuation of the Electoral College. Public opinion polls have
shown Americans favored abolishing it by majorities of 58 percent
in 1967; 81 percent in 1968; and 75 percent in 1981.
Opinions on the viability of the Electoral College system may
be affected by attitudes toward third parties. Third parties have
not fared well in the Electoral College system. Candidates with
regional appeal such as Governor Thurmond in 1948 and Governor
Wallace in 1968 won blocs of electoral votes in the South, which
may have affected the outcome, but did not come close to seriously
challenging the major party winner. The last third party or
splinter party candidate to make a strong showing was Theodore
Roosevelt in 1912 (Progressive, also known as the Bull Moose
Party). He finished a distant second in electoral and popular
votes (taking 88 of the 266 electoral votes needed to win).
Although Ross Perot won 19 percent of the popular vote nationwide
in 1992, he did not win any electoral votes since he was not
particularly strong in any one or several states. Any candidate
who wins a majority or plurality of the popular vote has a good
chance of winning in the Electoral College, but there are no
guarantees (see the results of 1824, 1876 and 1888 elections).
The electoral votes allotted to each State corresponds with the
number of Representatives and Senators each State has in Congress.
The distribution of electoral votes among the States can vary
every 10 years depending on the results of the United States
Census.
One of the primary functions of the Census is to reapportion
the 435 members of the House of Representatives among the States,
based on the current population. The reapportionment of the House
determines the division of electoral votes among the States. In
the Electoral College, each State gets one electoral vote for each
one of its Representatives in the House, plus two electoral votes
for its two Senators.
Every state has at least 3 electoral votes because the
Constitution grants each State two Senators and at least one
Representative. In addition to the 535 electoral votes divided
among the States, the District of Columbia has three electoral
votes because the 23rd Amendment granted it the same number of
votes as the least populated State.
If a State gains or loses a Congressional district, it will
also gain or lose an electoral vote. As a result of the Census
conducted this year, the number of electoral votes allotted to
your State may change for the 2004 election
What is the difference between the
winner-takes-all rule and proportional voting, and which States
follow which rule?
There are 48 States that have a winner-takes-all rule for the
Electoral College. In these States, whichever candidate receives a
majority of the vote, or a plurality of the popular vote (less
than 50 percent but more than any other candidate) takes all of
the State's electoral votes.
Only two States, Nebraska and Maine, do not follow the
winner-takes-all rule. In those States, there could be a split of
electoral votes among candidates through the State's system for
proportional allocation of votes. For example, Maine has four
electoral votes and two Congressional districts. It awards one
electoral vote per Congressional district and two by the
state-wide, "at-large" vote. It is possible for Candidate A to win
the first district and receive one electoral vote, Candidate B to
win the second district and receive one electoral vote, and
Candidate C, who finished a close second in both the first and
second districts, to win the two at-large electoral votes.
Although this is a possible scenario, it has not actually occurred
in recent elections.
No, the Electoral College system does not provide for residents
of U.S. Territories, such as Puerto Rico, Guam, the U.S. Virgin
Islands and American Samoa to vote for President. Unless citizens
in U.S. Territories have official residency (domicile) in a U.S.
State or the District of Columbia (and vote by absentee ballot or
travel to their State to vote), they cannot vote in the
Presidential election. Note that prior to the adoption of the 23rd
Amendment, DC residents could not vote in the Presidential
election.
The political parties may authorize voters in primary elections
in Territories to select delegates to represent them at the
political party conventions. But that process does not affect the
Electoral College system.
What would happen if two candidates tied in
a State's popular vote, or there was a dispute as to the
winner?
A tie is a statistically remote possibility even in smaller
States. But if a State's popular vote were to come out as a tie
between candidates, State law would govern as to what procedure
would be followed in breaking the tie. A tie would not be known of
until late November or early December, after a recount and after
the Secretary of State had certified the election results. Federal
law would allow a State to hold a run-off election.
A very close finish could also result in a run-off election or
legal action to decide the winner. Under Federal law (3 U.S.C.
section 5), State law governs on this issue, and would be
conclusive in determining the selection of Electors. The law
provides that if States have laws to determine controversies or
contests as to the selection of Electors, those determinations
must be completed six days prior to the day the Electors meet
References
Often cited reference sources:
- Walter Barns (ed.), "After the People Vote: Steps in
Choosing the President, "American Enterprise Institute for
Public Policy Research, 1983;
- Michael J. Glennon, "When No Majority Rules: The Electoral
College and Presidential Succession," Congressional Quarterly,
Inc., 1992;
- Pierce and Longley, "The People's President" (1981);
- William Peters, "A More Perfect Union" (1937);
- Max Ferrand, "The Framing of the Constitution" (1913,
reprinted 1987).